Proposed Rules

The following submissions in relation to proposed rule changes have been filed with the Commodity Futures Trading Commission (CFTC) on the date indicated, under the self-certification procedures.

ForexClear Self Certification (04/11/2011)

SwapClear Self Certification – FCM Rulebook (16/11/2011)

Clearing House Procedures -  Disciplinary and amended Appeal Procedures – Self-certification (20/12/2011) 

Clearing House & FCM Procedures – Section 4 – Introduction of a Collateral Management system (09/02/2012)

Addition of two new World Container Index Contracts (14/02/2012)

Fee incentive scheme for Iron Ore options and Coal swaps contracts (15/02/2012)

Clearing House and FCM Procedures – Section 3 – Financial Transactions (16/02/2012)

ForexClear procedures Margin Multiplier Amendment (01/03/2012)

SwapClear Client Fees Self Certification (16/03/2012)

Overnight Index Swap and Japanese Yen Interest Rate Swap Maturity Extension (16/03/2012)

SwapClear GBP FRAs Self Certification (16/03/2012) 

Amendments to the SwapClear Service – Segregated Default Fund, Changes to DMP and Membership criteria (16/04/2012)

Amendments to LCH.Clearnet Limited's Rules and Regulations to Reflect Changes to Comply with Incoming CFTC Regulations (20/04/2012)

Rule changes to Section 1 (01/05/2012)

Amendment to rules to add procedures for the delivery of precious metals as margin collateral (02/05/2012)

ForexClear Self Certification - Introduction of ForexClear FCM Client Clearing (06/06/2012)

SwapClear Client Fees Self Certification (18/06/2012)

SwapClear Self Certification – Default Fund Rules, Clearing House Procedures and FCM Procedures (17/07/2012)

ForexClear Self Certification - New Currencies (19/07/2012)

Precious metals - correction - self certification (24/07/2012) 

SwapClear Self Certification - NZD IRS Maturity Extension (15/08/2012)   

SwapClear Self Certification - Introduction of FRAs into the FCM Model (15/08/2012)

SwapClear Self Certification: Fees Clarification, General Regulations and Clearing House Procedures (16/08/2012) 

Amendment to procedures for accounts and payments (17/08/2012)

EnClear & Nodal Self Certification – Default Fund Rules, Clearing House Procedures, FCM Procedures (26/09/2012)

SwapClear Self Certification – FCM/SCM harmonisation (04/10/2012) 

SwapClear Self Certification - LSOC and Bunched Order Allocation (18/10/2012)

EnClear & ForexClear LSOC and Nodal FCM model self-certification (19/10/2012)    
 
ForexClear and EnClear Service - LSOC Language Revision (05/11/2012)

SwapClear Service - LSOC Language Revision (05/11/2012)

SwapClear, ForexClear, and EnClear Services – Allocation of Gains or Losses (13/11/2012)

EnClear freight route contracts & Fertilizer self-certification (23/11/2012)

Default Fund Rules - Amendments (26/11/2012)

EnClear - Mandatory Clearing Determination. New Freight and Fertiliser contracts (03/12/2012)  

Changes to the SwapClear Margin Methodology (23/01/2013)

ForexClear - Real Time Registration (14/02/2013)

SwapClear Self-Certification - Clearing Member Tariff (Fee) Changes (13/03/2013)

SwapClear Strategic Initial Margin model changes (15/04/2013)

SwapClear - Real Time Trade Registration (RTTR) (15/04/2013)

SwapClear - Volume Discount Plan (19/04/2013)

SwapClear - Clarifying Language Regarding Ejection of Trades (26/04/2013)

ForexClear and EnClear - Clarifying Language Regarding Ejection of Trades (29/04/2013)

ForexClear CFTC SC Submission - Amendment to Market Data provisions of the Rules (30/04/2013)

ForexClear CTFC SC Submission - Additional Matcher (01/05/2013)