The following submissions in relation to proposed rule changes have been filed with the Commodity Futures Trading Commission (CFTC) on the date indicated, under the self-certification procedures.
ForexClear Self Certification (04/11/2011)
SwapClear Self Certification FCM Rulebook (16/11/2011)
Clearing House Procedures - Disciplinary and amended Appeal Procedures Self-certification (20/12/2011)
Clearing House & FCM Procedures Section 4 Introduction of a Collateral Management system (09/02/2012)
Addition of two new World Container Index Contracts (14/02/2012)
Fee incentive scheme for Iron Ore options and Coal swaps contracts (15/02/2012)
Clearing House and FCM Procedures Section 3 Financial Transactions (16/02/2012)
ForexClear procedures Margin Multiplier Amendment (01/03/2012)
SwapClear Client Fees Self Certification (16/03/2012)
Overnight Index Swap and Japanese Yen Interest Rate Swap Maturity Extension (16/03/2012)
SwapClear GBP FRAs Self Certification (16/03/2012)
Amendments to the SwapClear Service Segregated Default Fund, Changes to DMP and Membership criteria (16/04/2012)
Rule changes to Section 1 (01/05/2012)
Amendment to rules to add procedures for the delivery of precious metals as margin collateral (02/05/2012)