The following submissions in relation to proposed rule changes have been filed with the Commodity Futures Trading Commission (CFTC) on the date indicated, under the self-certification procedures.
ForexClear Self Certification (04/11/2011)
SwapClear Self Certification FCM Rulebook (16/11/2011)
Clearing House Procedures - Disciplinary and amended Appeal Procedures Self-certification (20/12/2011)
Clearing House & FCM Procedures Section 4 Introduction of a Collateral Management system (09/02/2012)
Addition of two new World Container Index Contracts (14/02/2012)
Fee incentive scheme for Iron Ore options and Coal swaps contracts (15/02/2012)
Clearing House and FCM Procedures Section 3 Financial Transactions (16/02/2012)
ForexClear procedures Margin Multiplier Amendment (01/03/2012)
SwapClear Client Fees Self Certification (16/03/2012)
Overnight Index Swap and Japanese Yen Interest Rate Swap Maturity Extension (16/03/2012)
SwapClear GBP FRAs Self Certification (16/03/2012)
Amendments to the SwapClear Service Segregated Default Fund, Changes to DMP and Membership criteria (16/04/2012)
Rule changes to Section 1 (01/05/2012)
Amendment to rules to add procedures for the delivery of precious metals as margin collateral (02/05/2012)
ForexClear Self Certification - Introduction of ForexClear FCM Client Clearing (06/06/2012)
SwapClear Client Fees Self Certification (18/06/2012)
SwapClear Self Certification Default Fund Rules, Clearing House Procedures and FCM Procedures (17/07/2012)
ForexClear Self Certification - New Currencies (19/07/2012)
Precious metals - correction - self certification (24/07/2012)
SwapClear Self Certification - NZD IRS Maturity Extension (15/08/2012)
SwapClear Self Certification - Introduction of FRAs into the FCM Model (15/08/2012)
SwapClear Self Certification: Fees Clarification, General Regulations and Clearing House Procedures (16/08/2012)
Amendment to procedures for accounts and payments (17/08/2012)
EnClear & Nodal Self Certification Default Fund Rules, Clearing House Procedures, FCM Procedures (26/09/2012)
SwapClear Self Certification FCM/SCM harmonisation (04/10/2012)
SwapClear Self Certification - LSOC and Bunched Order Allocation (18/10/2012)
EnClear & ForexClear LSOC and Nodal FCM model self-certification (19/10/2012)
ForexClear and EnClear Service - LSOC Language Revision (05/11/2012)
SwapClear Service - LSOC Language Revision (05/11/2012)
SwapClear, ForexClear, and EnClear Services Allocation of Gains or Losses (13/11/2012)
EnClear freight route contracts & Fertilizer self-certification (23/11/2012)
Default Fund Rules - Amendments (26/11/2012)
EnClear - Mandatory Clearing Determination. New Freight and Fertiliser contracts (03/12/2012)
Changes to the SwapClear Margin Methodology (23/01/2013)
ForexClear - Real Time Registration (14/02/2013)
SwapClear Self-Certification - Clearing Member Tariff (Fee) Changes (13/03/2013)
SwapClear Strategic Initial Margin model changes (15/04/2013)
SwapClear - Real Time Trade Registration (RTTR) (15/04/2013)
SwapClear - Volume Discount Plan (19/04/2013)
SwapClear - Clarifying Language Regarding Ejection of Trades (26/04/2013)
ForexClear and EnClear - Clarifying Language Regarding Ejection of Trades (29/04/2013)
ForexClear CFTC SC Submission - Amendment to Market Data provisions of the Rules (30/04/2013)
ForexClear CTFC SC Submission - Additional Matcher (01/05/2013)